Skip to Content
Whole SectionText only Print Print Manager Link

Article (17)

The BSE must carry out direct and indirect regular audits on the Trading, Settlement, Clearing and Central Depository System and the Shareholders Register maintained with the Central Depository System and the Registration Office, to ascertain the correctness of the entry of particulars and information pertaining to clients, and their accounts and transactions executed in their favour, so as to ensure compliance with the BSE Law and Regulations issued in implementation thereof, and the provisions of this Order.

When required to deliver the original copy of a record concerning any transaction, or a document pertaining thereto before the expiry of the prescribed period, the relevant persons shall observe the following:

a) They shall maintain a complete copy of the delivered record or documents until the end of the period prescribed for maintaining the original records or documents.
b) They shall maintain a record of the delivered documents.
Back to top