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LR-1.3.48

Advising on financial instrumentsG means giving advice to an investor or potential investor (or a person in his capacity as an agent for an investor or potential investor) on the merits of buying, selling, subscribing for or underwriting a particular financial instrumentG or exercising any right conferred by such a financial instrumentG .

October 2007
 Versions
(1 Version)
 
Apr 1 2008 onwards
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