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EN-8.2.6

Depending on the seriousness of the situation, the CBB may impose further measures, which may include disqualification from:

(a) Holding any controlled functionG ;
(b) Performing any function in relation to any regulated activity carried out by a licensed firm; or
(c) Being a controllerG of any licensed firm.
Amended: January 2007
 Versions
(2 Versions)
 
Up to Jun 30 2007Jul 1 2007 onwards
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