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PB-B.2.1

Breaching a Principle of Business makes the insurance licenseeG or approved personG concerned liable to enforcement action. In the case of a licensee, this may call into question whether they continue to meet the licensing conditions (see Chapter AU-2). In the case of an approved personG , this may call into question whether they continue to meet the 'fit and proper' requirements for the function for which they have been approved (see Chapter AU-3).

Amended: October 2007
 Versions
(2 Versions)
 
Up to Sep 30 2007Oct 1 2007 onwards
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