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AU-1.1.18A

In assessing the independence of a Category 3 investment firmG , the CBB will take into account the regulated investment servicesG offered in relation to financial instruments of a related party.

Amended: October 2016
Adopted: April 2008
 Versions
(2 Versions)
 
Apr 1 2008 - Sep 30 2016Oct 1 2016 onwards
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