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Investment firm licenseesG that are listed companiesG must observe, while complying with Rule BR-1.4.5, all applicable CBB Capital Market and licensed exchangeG requirements, as updated by the relevant authorities, with respect to their final audited accounts. These other requirements are currently issued separately, in the form of individual directives issued by the CBB's Capital Markets Supervision Directorate and the licensed exchangeG (ref. UG-A.1.5).

Amended: January 2011
Adopted: July 2010
(2 Versions)
Jul 1 2010 - Dec 31 2010Jan 1 2011 onwards
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