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AU-1.1.2

For the purposes of Rule AU-1.1.1(a), please refer to Section AU-1.4 for the definition of 'regulated investment servicesG ' and 'by way of business'. Such activities will be deemed to be undertaken within or from the Kingdom of Bahrain if, for example, the person concerned:

(a) Is incorporated in the Kingdom of Bahrain;
(b) Uses an address situated in the Kingdom of Bahrain for its correspondences; or
(c) Directly solicits clients.
Amended: January 2011
Amended: July 2007
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