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HC-2.4.3

The Board of the Bahraini investment firm licenseeG should establish formal procedures for:

(a) Periodic disclosure and updating of information by each approved personG on his actual and potential conflicts of interest; and
(b) Advance approval by directors or shareholders who do not have an interest in the transactions in which an investment firm licensee'sG approved personG has a personal interest. The Board should require such advance approval in every case.
Amended: July 2016
January 2011
 Versions
(2 Versions)
 
Jan 1 2011 - Jun 30 2016Jul 1 2016 onwards
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