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AU-1.2.2

Controlled functionsG are those of:

(a) DirectorG ;
(b) Chief ExecutiveG or General ManagerG ;
(c) Head of functionG ;
(d) Compliance officer;
(e) Money Laundering Reporting Officer;
(f) [Subparagraph deleted in January 2011];
(g) Member of Shari'a Supervisory Board (where applicable);
(h) Financial Instruments TraderG ; and
(i) Investment consultantG or investment adviserG .
Amended: April 2018
Amended: January 2016
Amended: January 2011
Amended: October 2009
July 2007
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