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HC-10.3.2

To encourage management accountability for the financial statements required by the directors, the investment firm licensee's CEOG and chief financial officer should state in writing to the audit committee and the Board as a whole that the investment firm licensee'sG interim and annual financial statements present a true and fair view, in all material respects, of the investment firm licensee'sG financial condition and results of operations in accordance with applicable accounting standards.

January 2011
 Versions
(1 Version)
 
Jan 1 2011 onwards
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