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AU-5.5.4B

Where the cancellation of a license has been confirmed by the CBB, the CBB will only effect the cancellation once a licenseeG has discharged all its regulatory responsibilities to clientsG . Until such time, the CBB will retain all its regulatory powers towards the licenseeG and will direct the licenseeG so that no new regulated investment servicesG may be undertaken whilst the licenseeG discharges its obligations to its clientsG .

Adopted: October 2011
 Versions
(1 Version)
 
Oct 1 2011 onwards
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