Skip to Content
Whole SectionText only Print Print Manager Link

BR-1.4.9A

Investment firm licenseesG must submit quarterly to the CBB's Compliance Directorate a report summarising the outcome of their complaint handling procedures in accordance with the requirements of Paragraph BC-3.7.1.

Adopted: October 2011
 Versions
(1 Version)
 
Oct 1 2011 onwards
Back to top