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AU-1.4.11B

In assessing the financial ability of a licenseeG , the CBB will consider, amongst other factors, the licensee'sG capital adequacy, its capacity to undertake the activity, and its track record in complying with applicable regulatory requirements. Any underwritingG activities require the prior approval of the CBB's Capital Market Supervision Directorate and are subject to Module OFS (Offering of Securities) of Volume 6 of the CBB Rulebook.

Amended: October 2014
Added: January 2012
 Versions
(2 Versions)
 
Jan 1 2012 - Sep 30 2014Oct 1 2014 onwards
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