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AU-1.4.8

A person does not carry on an activity constituting a regulated investment serviceG if that person enters into that transaction solely as a nominee for another person, and acts under instruction from that other person; or is an employee or DirectorG of a person who is an investment firm licenseeG .

Amended: July 2007
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(2 Versions)
 
Up to Jun 30 2007Jul 1 2007 onwards
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