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AU-1.4.29

Under Rule AU-1.4.28, arranging credit is an activity specified in Rule AU-1.4.19, only where it forms part of other arrangements to assist a client to buy, sell, subscribe for or underwriteG a financial instrumentG . The activity of solely arranging credit is not a regulated activity for the purposes of Rule AU-1.4.19.

Amended: October 2012
 Versions
(2 Versions)
 
Up to Sep 30 2012Oct 1 2012 onwards
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