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AU-1.4.41

Advising on financial instrumentsG means giving advice to an investor or potential investor (or a person in his capacity as an agent for an investor or potential investor) on the merits of buying, selling, subscribing for or underwritingG a particular financial instrumentG or exercising any right conferred by such a financial instrumentG .

Amended: October 2012
 Versions
(2 Versions)
 
Up to Sep 30 2012Oct 1 2012 onwards
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