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AU-5.2.8

Investment firm licenseesG must immediately notify the CBB when an approved personG ceases to hold a controlled functionG together with an explanation as to the reasons why (see Paragraph AU-5.5.5). In such cases, their approved personG status is automatically withdrawn by the CBB.

Amended: October 2009
Amended: July 2008
Amended: April 2008
Amended: July 2007
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