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AA-3.1.1

In accordance with Paragraph BR-1.1.8, Category 1 and Category 2 investment firm licenseesG must arrange for their auditors to review the licensee's Quarterly Prudential Return for the quarter ending 30 June (or semi-annually depending on the licensee's financial year-end) prior to its submission to the CBB, unless otherwise exempted in writing by CBB. Auditors must complete the prescribed form attesting to their review, which must be attached to the Quarterly Prudential Return.

Amended: July 2016
Amended: October 2009
Amended: April 2008
Amended: January 2007
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