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AU-1.4.41

Past version: effective up to Sep 30 2012.
To view other versions open the versions tab on the right.

Advising on financial instrumentsG means giving advice to an investor or potential investor (or a person in his capacity as an agent for an investor or potential investor) on the merits of buying, selling, subscribing for or underwriting a particular financial instrumentG or exercising any right conferred by such a financial instrumentG .

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Up to Sep 30 2012Oct 1 2012 onwards
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