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AU-A.1.11

Past version: effective from Oct 1 2011 - Dec 31 2012.
To view other versions open the versions tab on the right.

This Module contains the CBB's Directive and Resolutions (as amended from time to time) regarding authorisation under Volume 4 of the CBB Rulebook. It is applicable to all investment firm licenseesG (as well as to approved personsG ), and is issued under the powers available to the CBB under Articles 38, 44 to 48 and 180 of the Central Bank of Bahrain and Financial Institutions Law 2006 ('CBB Law'). It includes the requirements contained in Resolution No (1) of 2007 with respect to determining fees categories due for licensees and services provided by the CBB. The Module also contains requirements governing the conditions of granting a license for the provision of regulated services as prescribed under Resolution No. (43) of 2011 and issued under the powers available to the CBB under Article 44(c). Requirements regarding the obligation to hold a license are also included in Regulations, to be issued by the CBB.

Amended: October 2011
Amended: January 2011
Adopted: July 2007
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