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UG-2.1.5:

Volume 5 Structure
Common Modules (Applicable to all Specialised Licensees)
User's Guide Module (UG)
Financial Crime Module (FC)
Auditors and Accounting Standards Module (AA)
Enforcement Module (EN)
Principles of Business Module (PB)
Specific Modules (By Type of Licensee)
Type 1: Money Changers Licensees Type 2: Representative Office Licensees Type 3: Financing Companies Type 4: Fund Administrators Type 5: Trust Service Providers Type 6: Micro-Finance Institutions Type 7: Ancillary Services Providers
Authorisation Module (AU) Authorisation Module (AU) Authorisation Module (AU) Authorisation Module (AU) To be developed
Business Conduct Module (BC)   Business Conduct Module (BC)  
CBB Reporting Requirements Module (BR)   CBB Reporting Requirements Module (BR) CBB Reporting Requirements Module (BR)
Capital Adequacy Module (CA)   Capital Adequacy Module (CA) Capital Adequacy Module (CA)
General Requirements Module (GR) General Requirements Module (GR) General Requirements Module (GR) General Requirements Module (GR)
High-level Control Module (HC)   High-level Control Module (HC) High-level Control Module (HC)
Risk Management Module (RM)   Risk Management Module (RM)  
Training and Competency Module (TC)   Training and Competency Module  
    Liquidity Risk Management Module (LM)  
Amended: October 2012
October 2010
 Versions
(2 Versions)
 
Oct 1 2010 - Sep 30 2012Oct 1 2012 onwards
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