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FC-7.1.1

LicenseesG must comply with the record keeping requirements contained in the AML Law and in the CBB Law. LicenseesG must therefore retain adequate records (including accounting and identification records), for the following minimum periods:

(a) For customers, in relation to evidence of identity and business relationship records (such as application forms and business correspondence), for at least five years after the customer relationship has ceased; and
(b) For transactions, in relation to documents enabling a reconstitution of the transaction concerned, for at least five years after the transaction was completed.
October 2010
 Versions
(1 Version)
 
Oct 1 2010 onwards
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