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MAE-2.4.1

A licensed exchangeG or licensed market operatorG shall submit to the CBB:

(a) Within 3 months after the end of its financial year or such longer period as the CBB may permit, a copy of its:
(i) Annual report and directors' report; and
(ii) Auditor's report;
(b) Within 45 days after the end of each of the first 3 quarters of its financial year or such longer period as the CBB may permit, or the preceding quarter, in such form as may be approved by the CBB, a copy of its:
(i) Profit and loss accounts; and
(ii) Balance sheet;
(c) Within 3 months after the end of its financial year or such longer period as the CBB may permit, a report on how the licensed exchangeG or licensed market operatorG has discharged its responsibilities under the CBB Law and these Rules during that financial year;
(d) Within 3 months after the end of its financial year or such longer period as the CBB may permit, a copy of the balance sheet of any fidelity fund of the licensed exchangeG prepared in such form as may be approved by the CBB;
(e) The following reports relating to the business of the licensed exchangeG or licensed market operatorG :
(i) Prescribed monthly statistics in Form 5 within 10 business days from the end of the month;
(ii) Prescribed quarterly statistics in Form 6 within 10 business days from the end of each quarter; and
(iii) Where the licensed exchangeG is operating a futures marketG , Form 7 within 10 business days from the end of each month;
(f) Such other report as the CBB may require for the proper administration of this Module, at such time or on such periodic basis as may be required by the CBB.
Amended: April 2013
 Versions
(2 Versions)
 
Oct 1 2008 - Mar 31 2013Apr 1 2013 onwards
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