CBB Volume 4: Contents

Central Bank of Bahrain Volume 4—Investment Business
Part A
Part B
Quarterly Updates
Ad-hoc Communications
Supplementary Information Appendix FC-(vi) Agreed-upon Procedures for fulfilling the reporting requirements in Compliance with FC Module (Financial Crime)_30 July 2019
Agreed Upon Procedures for Financial Crime (FC) Module_30 July 2019
Issuance of the Digital Financial Advice Rules_28 March 2019
Exposure to controllers_25 March 2019
e-KYC Project Implementation_7 March 2019
Regulations relating to 'Crypto-Assets'_25 February 2019
Brokerage Fees in Bahrain_31 January 2019
Agreed Upon Procedures for Financial Crime (FC) Module_16 January 2019
CBB Regulatory Policy Initiatives for Investment Firms for the year 2019_3 January 2019
VAT and Financial Services_25 December 2018
Amendment to the Regulatory Sandbox Framework_28 August 2017
Registration of Expatriate Staff with the Labour Market Regulatory Authority (LMRA)_27 July 2017
Protected Cell Companies_22 June 2017
Investment Limited Partnerships_22 June 2017
Trust Registration and Amendment Form_22 June 2017
Directive Common Reporting Standards (CRS)_30 January 2017
Implementation of Resolution No. (59) of 2011 — Registration of Pledges and Liens on Securities — and its amendment Resolution No. (30) of 2015_11 January 2017
Onsite Inspection Process_10 January 2017
Newly Issued Laws — Protected Cell Companies and Investment Limited Partnerships_6 November 2016
Trust Law_6 November 2016
New Appointment Notification_7 September 2016
Amendments to the Central Bank and Financial Institutions Law No. (64) of the year 2006_29 December 2015
Women in the Financial and Banking Sector 2015_31 March 2015
Women in the Financial and Banking Sector_15 March 2015
Court Actions Taken Against Customers_16 February 2015
Changes in the Current Smart ID Cards_27 November 2014
Discriminatory Service Treatment Not Allowed_11 March 2014
Foreign Account Tax Compliance Act (FATCA)_29 August 2013
Promotion of and participation in educational scholarships and bursaries by licensees of the CBB_3 July 2013
Suspicious Transaction Reports Online System (STRs)_25 June 2013
Electronic Submission of Returns and Analysis of Data (ESRAD)_20 May 2013
The official adoption of the GCC States Identity Card_27 March 2013
Foreign Account Tax Compliance Act (FACTA)_19 February 2013
Change in Due Date and Payment for CBB Annual License Fees_2 December 2012
Submission of Audited Financial Statements_1 November 2012
Delivery of Date Sensitive Documents at the CBB
Investment Business Firm Licensees - Business Card Requirements
Volume 4 Launch Letter
Archived Part A