CBB Volume 4: Contents
Central Bank of Bahrain Volume 4—Investment Business
High Level Standards
AU-1 Authorisation Requirements
AU-1.4 Definition of Regulated Investment Services
Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > High Level Standards > AU Authorisation > AU-1 Authorisation Requirements > AU-1.4 Definition of Regulated Investment Services > Managing Financial Instruments > AU-1.4.30
Managing Financial Instruments
Activities involving initiating and carrying out investment transactions on behalf of a client on a discretionary basis are included under the definition of Rule AU-1.4.30.