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Location: Central Bank of Bahrain Volume 4—Investment Business > Archived Part A > HC High Level Controls [deleted]
  • HC High Level Controls [deleted]

    • Chapter HC-A Introduction [deleted]

      • HC-A.1 Purpose [deleted]

        • Executive Summary [deleted]

          • HC-A.1.1 [deleted]

          • HC-A.1.2 [deleted]

          • HC-A.1.3 [deleted]

        • Legal Basis [deleted]

          • HC-A.1.4 [deleted]

          • HC-A.1.5 [deleted]

      • HC-A.2 Module History [deleted]

        • Evolution of the Module [deleted]

          • HC-A.2.1 [deleted]

          • HC-A.2.2 [deleted]

        • Superseded Requirements [deleted]

          • HC-A.2.3 [deleted]

          • HC-A.2.4 [deleted]

    • Chapter HC-B Scope of Application [deleted]

      • HC-B.1 License Categories [deleted]

        • HC-B.1.1 [deleted]

        • HC-B.1.2 [deleted]

        • HC-B.1.3 [deleted]

      • HC-B.2 Branches, Subsidiaries and Affiliates [deleted]

        • Bahraini investment firm licensees [deleted]

          • HC-B.2.1 [deleted]

          • HC-B.2.2 [deleted]

          • HC-B.2.3 [deleted]

        • Overseas investment firm licensees [deleted]

          • HC-B.2.4 [deleted]

          • HC-B.2.5 [deleted]

    • Chapter HC-1 The Board [deleted]

      • HC-1.1 Functions and Responsibilities [deleted]

        • General Requirements [deleted]

          • HC-1.1.1 [deleted]

          • HC-1.1.2 [deleted]

        • Specific Requirements [deleted]

          • HC-1.1.3 [deleted]

          • HC-1.1.4 [deleted]

          • HC-1.1.5 [deleted]

          • HC-1.1.6 [deleted]

          • HC-1.1.7 [deleted]

          • HC-1.1.8 [deleted]

          • HC-1.1.9 [deleted]

          • HC-1.1.10 [deleted]

          • HC-1.1.11 [deleted]

          • HC-1.1.12 [deleted]

          • HC-1.1.13 [deleted]

          • HC-1.1.14 [deleted]

          • HC-1.1.15 [deleted]

      • HC-1.2 Composition [deleted]

        • HC-1.2.1 [deleted]

        • HC-1.2.2 [deleted]

        • HC-1.2.3 [deleted]

        • HC-1.2.4 [deleted]

        • HC-1.2.5 [deleted]

        • HC-1.2.6 [deleted]

        • HC-1.2.7 [deleted]

        • HC-1.2.7A [deleted]

        • HC-1.2.8 [deleted]

        • HC-1.2.9 [deleted]

        • HC-1.2.10 [deleted]

        • HC-1.2.11 [deleted]

        • HC-1.2.12 [deleted]

        • HC-1.2.13 [deleted]

        • HC-1.2.14 [deleted]

      • HC-1.3 Meetings and Attendance [deleted]

        • HC-1.3.1 [deleted]

        • HC-1.3.2 [deleted]

        • HC-1.3.3 [deleted]

        • HC-1.3.4 [deleted]

        • HC-1.3.5 [deleted]

        • HC-1.3.6 [deleted]

    • Chapter HC-2 Other High-level Controls [deleted]

      • HC-2.1 Chief Executive / General Manager / Managing Director [deleted]

        • HC-2.1.1 [deleted]

        • HC-2.1.2 [deleted]

        • HC-2.1.3 [deleted]

        • HC-2.1.4 [deleted]

        • HC-2.1.5 [deleted]

        • HC-2.1.6 [deleted]

        • HC-2.1.7 [deleted]

      • HC-2.2 Segregation of Duties [deleted]

        • HC-2.2.1 [deleted]

        • HC-2.2.2 [deleted]

        • HC-2.2.3 [deleted]

        • HC-2.2.4 [deleted]

      • HC-2.3 Internal Audit [deleted]

        • HC-2.3.1 [deleted]

        • HC-2.3.2 [deleted]

        • HC-2.3.3 [deleted]

        • HC-2.3.4 [deleted]

        • HC-2.3.5 [deleted]

        • HC-2.3.6 [deleted]

        • HC-2.3.7 [deleted]

        • HC-2.3.8 [deleted]

        • HC-2.3.9 [deleted]

        • HC-2.3.10 [deleted]

        • HC-2.3.11 [deleted]

      • HC-2.4 Compliance [deleted]

        • HC-2.4.1 [deleted]

        • HC-2.4.2 [deleted]

        • HC-2.4.3 [deleted]

        • HC-2.4.4 [deleted]

      • HC-2.5 Remuneration Policies [deleted]

        • HC-2.5.1 [deleted]

        • HC-2.5.2 [deleted]

        • HC-2.5.3 [deleted]

        • HC-2.5.4 [deleted]

      • HC-2.6 Corporate Ethics [deleted]

        • HC-2.6.1 [deleted]

        • HC-2.6.2 [deleted]

        • HC-2.6.3 [deleted]

        • HC-2.6.4 [deleted]

        • HC-2.6.5 [deleted]

    • Chapter HC-3 Annual Certification [deleted]

      • HC-3.1 Annual Board Review and Certification [deleted]

        • HC-3.1.1 [deleted]

        • HC-3.1.2 [deleted]

        • HC-3.1.3 [deleted]

        • HC-3.1.4 [deleted]

      • HC-3.2 Scope of the Review [deleted]

        • HC-3.2.1 [deleted]

        • HC-3.2.2 [deleted]

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