CBB
Home
|
Site Map
|
Contact CBB
|
Hotline
About CBB
|
Monetary Policy
|
Banking Operations
|
Regulatory Functions
|
Publications & Data
|
Consumer Information
|
The Financial Sector
Laws & Regulations
>>
CBB Capital Market Regulations
>> Guidelines on Insiders
21st Nov 2009
Browse Contents
View Updates
Search
Quick Search
Go
Help
Guidelines on Insiders
CBB Materials
Central Bank of Bahrain and Financial Institutions Law 2006
CBB Rulebook Vol 1—Conventional Banks
CBB Rulebook Vol 2—Islamic Banks
CBB Rulebook Vol 3—Insurance
CBB Rulebook Vol 4—Investment Business
CBB Rulebook Vol 5—Specialised Licensees
CBB Rulebook Vol 6—Capital Markets
UAE Materials
DIFC Laws
DIFC Regulations
DFSA Administered Laws
DFSA Rulebook
Qatar Materials
QFC Law
QFC Regulations
QFCA Rules
Guidelines on Insiders
Download in PDF Format
1. Introduction
2. Definitions
3. Objectives
4. Scope of Application
5. Prohibition Against Abuse of Inside Information and Confidentiality
6. Declaration and Maintenance of a Register on Insiders
7. Restrictions on Insider's Trading
8. Management and Supervision of Insiders
9. Brokerage and Intermediary Firms Duties
10. Role and Function of the BSE
11. The Role and Function of the CMS Directorate
12. Rights of the BMA on Non-Complaint Situations
13. Interpretation and Advance Consultation
14. Appendices
1 — Regulations on Insiders
2 — Forms