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CBB Disclosure Standards

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CBB Disclosure Standards
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Introduction
Chapter I Disclosure Requirements for Offerings and Initial Listings
Chapter II Ongoing Obligations
Chapter III Policy Statements on Timely Disclosure
Glossary of Defined Terms
Chapter I
Disclosure Requirements for Offerings and Initial Listings
Article 1 Offers of Securities
Article 2 The Prospectus
Article 3 Identity of Directors, Senior Managers, Advisors and Auditors
Article 4 Offering Statistics and Expected Timetable
Article 5 Key Information
Article 6 Information on the Issuer
Article 7 Operating and Financial Review and Prospects
Article 8 Liquidity and Capital Resources
Article 9 Research and Development, Patents and Licences etc.
Article 10 Directors and Employees
Article 11 Compensation
Article 12 Board Practices
Article 13 Employees
Article 14 Major Shareholders and Related Party Transactions
Article 15 Major Shareholders
Article 16 Related Party Transactions
Article 17 Interests of Experts and Counsel
Article 18 Financial Information
Article 19 Consolidated Statements and Other Financial Information
Article 20 Material Changes
Article 21 Restatement of Financial Statements
Article 22 Ratios
Article 23 Projections of Financial Statements
Article 24 Separate Financial Information
Article 25 The Offering and Listing
Article 26 Plan of Distribution
Article 27 Selling Shareholders
Article 28 Dilution
Article 29 Expenses of the Issue
Article 30 Additional Information
Article 31 Memorandum and Articles of Association
Chapter II
Ongoing Obligations
Article 32 Immediate Announcement
Article 33 New Issues
Article 34 Periodic Reports
Article 35 Annual Financial Statements
Article 36 Statements, Transfers, Transmission and Registers
Article 37 Form and Content of Statements
Article 38 A Dematerialized Environment
Article 39 Communications with Holders of Listed Securities
Article 40 Transactions by Directors and Senior Management
Article 41 Guidelines for Trading by Directors and Senior Management
Chapter III
Policy Statements on Timely Disclosure
Article 42 Applicable Standards
Article 43 Temporary Withholding of Material Information
Article 44 Insider Trading and Material Information Temporarily Withheld
Article 45 Confidentiality of Material Information Temporarily Withheld
Article 46 Policy on Thorough Public Dissemination
Article 47 Permitted Disclosures
Article 48 Disclosure by and to the Agency
Article 49 Disclosure for the Purpose of Proceedings and Investigations
Article 50 Disclosure by and to Public Bodies
Article 51 Notify the Agency
Article 52 At Time of Public Disclosure
Article 53 Open Door Policy
Article 54 Policy on Clarification or Confirmation of Rumours and Reports
Article 55 The Agency Requirements
Article 56 Policy on Insider Trading
Article 57 Insider Trading
Article 58 Insiders and Refraining from Trading
Article 59 Prevention Procedures
Article 60 The Offence
Article 61 Defences
Article 62 Significance of Unusual Market Action
Article 63 Policy on Response to Unusual Market Action
Article 64 Unwarranted Promotional Disclosure
Article 65 Content and Preparation of a Public Announcement
Article 66 Preparation of Announcements
Article 67 Unusual Market Activity
Article 68 Non-Compliance