Introduction
|
Chapter I |
Disclosure Requirements for Offerings and Initial Listings |
| Chapter II |
Ongoing Obligations |
| Chapter III |
Policy Statements on Timely Disclosure |
| Glossary of Defined Terms |
Chapter I
Disclosure Requirements for Offerings and Initial Listings |
Article 1 |
Offers of Securities |
| Article 2 |
The Prospectus |
| Article 3 |
Identity of Directors, Senior Managers, Advisors and Auditors |
| Article 4 |
Offering Statistics and Expected Timetable |
| Article 5 |
Key Information |
| Article 6 |
Information on the Issuer |
| Article 7 |
Operating and Financial Review and Prospects |
| Article 8 |
Liquidity and Capital Resources |
| Article 9 |
Research and Development, Patents and Licences etc. |
| Article 10 |
Directors and Employees |
| Article 11 |
Compensation |
| Article 12 |
Board Practices |
| Article 13 |
Employees |
| Article 14 |
Major Shareholders and Related Party Transactions |
| Article 15 |
Major Shareholders |
| Article 16 |
Related Party Transactions |
| Article 17 |
Interests of Experts and Counsel |
| Article 18 |
Financial Information |
| Article 19 |
Consolidated Statements and Other Financial Information |
| Article 20 |
Material Changes |
| Article 21 |
Restatement of Financial Statements |
| Article 22 |
Ratios |
| Article 23 |
Projections of Financial Statements |
| Article 24 |
Separate Financial Information |
| Article 25 |
The Offering and Listing |
| Article 26 |
Plan of Distribution |
| Article 27 |
Selling Shareholders |
| Article 28 |
Dilution |
| Article 29 |
Expenses of the Issue |
| Article 30 |
Additional Information |
| Article 31 |
Memorandum and Articles of Association |
Chapter II
Ongoing Obligations |
Article 32 |
Immediate Announcement |
| Article 33 |
New Issues |
| Article 34 |
Periodic Reports |
| Article 35 |
Annual Financial Statements |
| Article 36 |
Statements, Transfers, Transmission and Registers |
| Article 37 |
Form and Content of Statements |
| Article 38 |
A Dematerialized Environment |
| Article 39 |
Communications with Holders of Listed Securities |
| Article 40 |
Transactions by Directors and Senior Management |
| Article 41 |
Guidelines for Trading by Directors and Senior Management |
Chapter III
Policy Statements on Timely Disclosure |
Article 42 |
Applicable Standards |
| Article 43 |
Temporary Withholding of Material Information |
| Article 44 |
Insider Trading and Material Information Temporarily Withheld |
| Article 45 |
Confidentiality of Material Information Temporarily Withheld |
| Article 46 |
Policy on Thorough Public Dissemination |
| Article 47 |
Permitted Disclosures |
| Article 48 |
Disclosure by and to the Agency |
| Article 49 |
Disclosure for the Purpose of Proceedings and Investigations |
| Article 50 |
Disclosure by and to Public Bodies |
| Article 51 |
Notify the Agency |
| Article 52 |
At Time of Public Disclosure |
| Article 53 |
Open Door Policy |
| Article 54 |
Policy on Clarification or Confirmation of Rumours and Reports |
| Article 55 |
The Agency Requirements |
| Article 56 |
Policy on Insider Trading |
| Article 57 |
Insider Trading |
| Article 58 |
Insiders and Refraining from Trading |
| Article 59 |
Prevention Procedures |
| Article 60 |
The Offence |
| Article 61 |
Defences |
| Article 62 |
Significance of Unusual Market Action |
| Article 63 |
Policy on Response to Unusual Market Action |
| Article 64 |
Unwarranted Promotional Disclosure |
| Article 65 |
Content and Preparation of a Public Announcement |
| Article 66 |
Preparation of Announcements |
| Article 67 |
Unusual Market Activity |
| Article 68 |
Non-Compliance |
