Recent Changes
Sunday 01 November 2009
Central Bank of Bahrain Volume 6—Capital Markets
[View all updates]Thursday 01 October 2009
Central Bank of Bahrain Volume 2—Islamic Banks
[View all updates]
LR-1.2.19
- Part A >> High Level Standards >> LR Licensing Requirements >> LR-1 Requirement to Hold a License >> LR-1.2 License Sub-Categories >> Islamic Wholesale Banks
LR-1.2.23
- Part A >> High Level Standards >> LR Licensing Requirements >> LR-1 Requirement to Hold a License >> LR-1.2 License Sub-Categories >> Islamic Wholesale Banks
LR-2.8.1
- Part A >> High Level Standards >> LR Licensing Requirements >> LR-2 Licensing Conditions >> LR-2.8 Condition 8: Other Requirements >> Books and Records
HC-A.2.1
- Part A >> High Level Standards >> HC High-level Controls >> HC-A Introduction >> HC-A.2 Key requirements >> Corporate governance
HC-A.2.3
- Part A >> High Level Standards >> HC High-level Controls >> HC-A Introduction >> HC-A.2 Key requirements >> Corporate governance
HC-A.3.3
- Part A >> High Level Standards >> HC High-level Controls >> HC-A Introduction >> HC-A.3 Module History >> Evolution of the Module
HC-1.5.2
- Part A >> High Level Standards >> HC High-level Controls >> HC-1 Corporate Governance >> HC-1.5 Notification, reporting, and approval requirements for changes to activities, personnel and ownership, strategy, Board meetings and special purpose vehicles ('SPVs')
HC-2.1.2
- Part A >> High Level Standards >> HC High-level Controls >> HC-2 Approved Persons >> HC-2.1 CBB Notification and Approval >> General Requirement
HC-2.1.3
- Part A >> High Level Standards >> HC High-level Controls >> HC-2 Approved Persons >> HC-2.1 CBB Notification and Approval >> General Requirement
AU-A.2.5
- Part A >> High Level Standards >> AU Auditors and Accounting Standards >> AU-A Introduction >> AU-A.2 Module History
AU-5.1.9
- Part A >> High Level Standards >> AU Auditors and Accounting Standards >> AU-5 Role of Reporting Accountants >> AU-5.1 Introduction
GR-5.4.1
- Part A >> High Level Standards >> GR General Requirements >> GR-5 Controllers >> GR-5.4 Approval Process
BC-2.12.1
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-2 Code of conduct for bank dealers and foreign exchange and money brokers in the interbank market >> BC-2.12 Adjustment of value dates in case of unexpected banking closing dates
BC-2.12.2
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-2 Code of conduct for bank dealers and foreign exchange and money brokers in the interbank market >> BC-2.12 Adjustment of value dates in case of unexpected banking closing dates
BC-5.1.3
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-5 Dishonoured cheques >> BC-5.1 Penalty system for dishonoured cheques >> Procedures to be followed
BC-8.2.7
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-8 Margin Trading System >> BC-8.2 Limits and Trading Rules >> Documentation
BC-9.6.2
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.6 Accepting Customers >> Terms of Business
BC-9.6.3
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.6 Accepting Customers >> Terms of Business
BC-9.6.4
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.6 Accepting Customers >> Terms of Business
BC-9.6.10
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.6 Accepting Customers >> Customer Understanding and Acknowledgement
BC-9.6.11
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.6 Accepting Customers >> Customer Understanding and Acknowledgement
BC-9.6.12
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.6 Accepting Customers >> Records
BC-9.9.17
- Part A >> Business Standards >> BC Business and Market Conduct >> BC-9 Investment Business Activities >> BC-9.9 Dealing and Managing >> Excessive Dealing
CM-A.2.6
- Part A >> Business Standards >> CM Credit Risk Management >> CM-A Introduction >> CM-A.2 Key requirements
CM-A.3.2
- Part A >> Business Standards >> CM Credit Risk Management >> CM-A Introduction >> CM-A.3 Module History
CM-4.6.1
- Part A >> Business Standards >> CM Credit Risk Management >> CM-4 The monitoring and control of large exposures of banks licensed by the Central Bank >> CM-4.6 Reporting of exposures
OM-5.7.1
- Part A >> Business Standards >> OM Operational Risk Management >> OM-5 Business Continuity Planning >> OM-5.7 Vital Records Management
FC-A.2.3
- Part A >> Business Standards >> FC Financial Crime >> FC-A Introduction >> FC-A.2 Module History >> Changes to the Module
FC-4.1.2
- Part A >> Business Standards >> FC Financial Crime >> FC-4 Money Laundering Reporting Officer (MLRO) >> FC-4.1 Appointment of MLRO
FC-4.1.4
- Part A >> Business Standards >> FC Financial Crime >> FC-4 Money Laundering Reporting Officer (MLRO) >> FC-4.1 Appointment of MLRO
FC-4.1.5
- Part A >> Business Standards >> FC Financial Crime >> FC-4 Money Laundering Reporting Officer (MLRO) >> FC-4.1 Appointment of MLRO
BR-A.2.8
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-A Introduction >> BR-A.2 Key requirements >> Regular reporting – Monthly requirements
BR-A.3.3
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-A Introduction >> BR-A.3 Module History
BR-1.1.5
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-1 Regular reporting – Annual requirements >> BR-1.1 Locally incorporated banks >> Compliance
BR-1.1.6
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-1 Regular reporting – Annual requirements >> BR-1.1 Locally incorporated banks >> Annual Reports
BR-4.3.3
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-4 Regular reporting – Monthly requirements >> BR-4.3 Locally incorporated banks >> Directors' interests in the shares of locally incorporated banks listed on the Bahrain Stock Exchange
Exposures to Connected Counterparties
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-4 Regular reporting – Monthly requirements >> BR-4.3 Locally incorporated banks
BR-4.3.4
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-4 Regular reporting – Monthly requirements >> BR-4.3 Locally incorporated banks >> Exposures to Connected Counterparties
BR-5.1.2
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-5 Ad-hoc reporting and notification >> BR-5.1 All licensed banks >> Large exposures
BR 5.1.5
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-5 Ad-hoc reporting and notification >> BR-5.1 All licensed banks >> Current management and changes thereto
Appendix BR 10: Connected Counterparty Exposures
- Part B >> CBB Reporting Forms >> BR CBB Reporting Requirements
Appendix BR 11: Guidelines for Completion of Exposures to Connected Counterparties
- Part B >> Supplementary Information >> BR CBB Reporting Requirements
Central Bank of Bahrain Volume 3—Insurance
[View all updates]
ES-A.2.3
- Part A >> Introduction >> ES Executive Summary >> ES-A Introduction >> ES-A.2 Module History
ES-1.1.1
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.1 Structure of Volume 3 (Insurance)
ES-1.1.9
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.1 Structure of Volume 3 (Insurance)
ES-1.2.1
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.2 Module AU — Authorisation
ES-1.2.3
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.2 Module AU — Authorisation
ES-1.2.5
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.2 Module AU — Authorisation
ES-1.5.4
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.5 Module AA — Auditors and Actuaries
ES-1.11.2
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.11 Module TC — Training and Competency
ES-1.14.3
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.14 Module EN — Enforcement
Appointed Representatives (GR-9)
- Part A >> Introduction >> ES Executive Summary >> ES-2 Transition Rules >> ES-2.5 Module GR — General Requirements
ES-2.5.4
- Part A >> Introduction >> ES Executive Summary >> ES-2 Transition Rules >> ES-2.5 Module GR — General Requirements >> Appointed Representatives (GR-9)
AU-A.1.1
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.1 Purpose >> Executive Summary
AU-A.1.7
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.1 Purpose >> Registration
AU-A.1.13
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.1 Purpose >> Legal Basis
AU-A.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.2 Module History
AU-B.2.1
- Part A >> High Level Standards >> AU Authorisation >> AU-B Scope of Application >> AU-B.2 Authorised Persons
AU-B.2.2
- Part A >> High Level Standards >> AU Authorisation >> AU-B Scope of Application >> AU-B.2 Authorised Persons
AU-1.3A Registered Appointed Representatives
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements
AU-1.3A.1
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.3A Registered Appointed Representatives
AU-1.3A.2
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.3A Registered Appointed Representatives
AU-2.1.8
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.1 Condition 1: Legal Status >> Insurance Broker
AU-2.1.11
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.1 Condition 1: Legal Status >> Insurance Consultant
AU-4.1.1
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.1.5
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.1.6
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.1.7
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.2.1
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.2 Condition 2: General Suitability
AU-4.2.2
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.2 Condition 2: General Suitability
AU-5.3.1
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.3 Registration
AU-5.3.2
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.3 Registration
AU-5.3.3
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.3 Registration
AU-5.5.9
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.5 Cancellation of Authorisation >> Registered Persons
AU-5.5.10
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.5 Cancellation of Authorisation >> Registered Persons
AU-6.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.2 License Application Fees
AU-6.3.2
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.6A
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.6B
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.6C
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.13
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
GR-A.1.2
- Part A >> High Level Standards >> GR General Requirements >> GR-A Introduction >> GR-A.1 Purpose >> Legal Basis
GR-A.2.3
- Part A >> High Level Standards >> GR General Requirements >> GR-A Introduction >> GR-A.2 Module History
GR-5.4.2
- Part A >> High Level Standards >> GR General Requirements >> GR-5 Controllers >> GR-5.4 Approval Process
GR-9.1.1
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.1A
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.1B
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.1C
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.3
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.3A
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.4
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.4A
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.5A
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.5B
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.5C
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.5D
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.8
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
GR-9.1.13
- Part A >> High Level Standards >> GR General Requirements >> GR-9 Appointed Representatives >> GR-9.1 Key Provisions
CA-A.2.3
- Part A >> Business Standards >> CA Capital Adequacy >> CA-A Introduction >> CA-A.2 Module History
CA-1.2.4
- Part A >> Business Standards >> CA Capital Adequacy >> CA-1 Capital Requirements >> CA-1.2 Calculation of Capital Available for Insurance Firms >> Limitation on Valuation of Capital Instruments
CA-3.1.1
- Part A >> Business Standards >> CA Capital Adequacy >> CA-3 Long-Term Insurance Business >> CA-3.1 Long-Term Insurance Business
CA-3.1.1A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-3 Long-Term Insurance Business >> CA-3.1 Long-Term Insurance Business
CA-3.1.1B
- Part A >> Business Standards >> CA Capital Adequacy >> CA-3 Long-Term Insurance Business >> CA-3.1 Long-Term Insurance Business
CA-5.1.2A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities
CA-5.1.5
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.7
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.7A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.8
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.8A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.9
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.22
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> Long-term Insurance Business
CA-5.1.22A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> Long-term Insurance Business
CA-5.1.34
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> Long-term Insurance Business
EN-A.2.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-A Introduction >> EN-A.2 Module History
EN-1.2.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-1 Formal Requests for Information >> EN-1.2 Procedure
EN-2.2.7
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.2 CBB Policy
EN-2.3.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.3 Procedure
EN-2.4 The Required Report
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations
EN-2.4.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.4
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.5
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.6
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.7
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.5 Other Notifications to the CBB
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations
EN-2.5.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.5 Other Notifications to the CBB
EN-2.5.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.5 Other Notifications to the CBB
EN-2.5.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.5 Other Notifications to the CBB
EN-5.2.7
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.2 CBB Policy
EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties
EN-5.3A.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-5.3A.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-5.3A.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-5.3A.5
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-8.1.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-8 Cancellation of 'Fit and Proper' Approval >> EN-8.1 Legal Source
EN-8.3.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-8 Cancellation of 'Fit and Proper' Approval >> EN-8.3 Procedure
EN-8.3.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-8 Cancellation of 'Fit and Proper' Approval >> EN-8.3 Procedure
EN-9.1.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.1 Legal Source
EN-9.1.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.1 Legal Source
EN-9.2.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.2 CBB Policy
EN-9.2.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.2 CBB Policy
CA-1.2.4
- Part A >> Business Standards >> CA Capital Adequacy >> CA-1 Capital Requirements >> CA-1.2 Calculation of Capital Available for Insurance Firms >> Limitation on Valuation of Capital Instruments
CA-3.1.1
- Part A >> Business Standards >> CA Capital Adequacy >> CA-3 Long-Term Insurance Business >> CA-3.1 Long-Term Insurance Business
CA-3.1.1A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-3 Long-Term Insurance Business >> CA-3.1 Long-Term Insurance Business
CA-3.1.1B
- Part A >> Business Standards >> CA Capital Adequacy >> CA-3 Long-Term Insurance Business >> CA-3.1 Long-Term Insurance Business
CA-5.1.2A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities
CA-5.1.5
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
ES-1.1.1
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.1 Structure of Volume 3 (Insurance)
CA-5.1.7
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
ES-1.1.9
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.1 Structure of Volume 3 (Insurance)
CA-5.1.7A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
ES-1.2.1
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.2 Module AU — Authorisation
ES-1.2.3
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.2 Module AU — Authorisation
ES-1.2.5
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.2 Module AU — Authorisation
CA-5.1.8
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
ES-1.5.4
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.5 Module AA — Auditors and Actuaries
CA-5.1.8A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
CA-5.1.9
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> General Insurance Business
ES-1.11.2
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.11 Module TC — Training and Competency
CA-5.1.22
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> Long-term Insurance Business
ES-1.14.3
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Insurance Modules >> ES-1.14 Module EN — Enforcement
Appointed Representatives (GR-9)
- Part A >> Introduction >> ES Executive Summary >> ES-2 Transition Rules >> ES-2.5 Module GR — General Requirements
CA-5.1.22A
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> Long-term Insurance Business
ES-2.5.4
- Part A >> Introduction >> ES Executive Summary >> ES-2 Transition Rules >> ES-2.5 Module GR — General Requirements >> Appointed Representatives (GR-9)
CA-5.1.34
- Part A >> Business Standards >> CA Capital Adequacy >> CA-5 Valuation of Liabilities >> CA-5.1 Valuation of Liabilities >> Long-term Insurance Business
AU-A.1.1
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.1 Purpose >> Executive Summary
AU-A.1.7
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.1 Purpose >> Registration
AU-A.1.13
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.1 Purpose >> Legal Basis
AU-A.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.2 Module History
AU-B.2.1
- Part A >> High Level Standards >> AU Authorisation >> AU-B Scope of Application >> AU-B.2 Authorised Persons
AU-B.2.2
- Part A >> High Level Standards >> AU Authorisation >> AU-B Scope of Application >> AU-B.2 Authorised Persons
EN-A.2.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-A Introduction >> EN-A.2 Module History
EN-1.2.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-1 Formal Requests for Information >> EN-1.2 Procedure
EN-2.2.7
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.2 CBB Policy
EN-2.3.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.3 Procedure
EN-2.4 The Required Report
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations
EN-2.5 Other Notifications to the CBB
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations
EN-2.4.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.4
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.5
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.6
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.4.7
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.4 The Required Report
EN-2.5.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.5 Other Notifications to the CBB
EN-2.5.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.5 Other Notifications to the CBB
EN-2.5.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-2 Investigations >> EN-2.5 Other Notifications to the CBB
EN-5.2.7
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.2 CBB Policy
AU-4.1.5
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties
EN-5.3A.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-5.3A.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-5.3A.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-5.3A.5
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-5 Financial Penalties >> EN-5.3A Financial Penalties for Non-Compliant Registered Appointed Representatives
EN-8.3.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-8 Cancellation of 'Fit and Proper' Approval >> EN-8.3 Procedure
EN-8.3.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-8 Cancellation of 'Fit and Proper' Approval >> EN-8.3 Procedure
EN-9.1.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.1 Legal Source
EN-9.1.3
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.1 Legal Source
EN-9.2.1
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.2 CBB Policy
EN-9.2.2
- Part A >> Enforcement & Redress >> EN Enforcement >> EN-9 Cancellation of Registration >> EN-9.2 CBB Policy
AU-1.3A Registered Appointed Representatives
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements
AU-1.3A.1
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.3A Registered Appointed Representatives
AU-1.3A.2
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.3A Registered Appointed Representatives
AU-2.1.8
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.1 Condition 1: Legal Status >> Insurance Broker
AU-2.1.11
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.1 Condition 1: Legal Status >> Insurance Consultant
AU-4.1.1
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.1.6
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.1.7
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.1 Condition 1: Relevant Expertise
AU-4.2.1
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.2 Condition 2: General Suitability
AU-4.2.2
- Part A >> High Level Standards >> AU Authorisation >> AU-4 Registration Conditions >> AU-4.2 Condition 2: General Suitability
AU-5.3.1
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.3 Registration
AU-5.3.2
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.3 Registration
AU-5.3.3
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.3 Registration
AU-5.5.9
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.5 Cancellation of Authorisation >> Registered Persons
AU-5.5.10
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.5 Cancellation of Authorisation >> Registered Persons
AU-6.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.2 License Application Fees
AU-6.3.2
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.6A
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.6B
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.6C
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
AU-6.3.13
- Part A >> High Level Standards >> AU Authorisation >> AU-6 Licensing and Registration Fees >> AU-6.3 Annual Fees
Central Bank of Bahrain Volume 1—Conventional Banks
[View all updates]
LR-1.2.23
- Part A >> High Level Standards >> LR Licensing Requirements >> LR-1 Requirement to Hold a License >> LR-1.2 License Sub-Categories >> Conventional Wholesale Banks
HC-A.3.3
- Part A >> High Level Standards >> HC High-level Controls >> HC-A Introduction >> HC-A.3 Module History >> Evolution of the Module
HC-2.1.2
- Part A >> High Level Standards >> HC High-level Controls >> HC-2 Approved Persons >> HC-2.1 CBB Notification and Approval >> General Requirement
HC-2.1.3
- Part A >> High Level Standards >> HC High-level Controls >> HC-2 Approved Persons >> HC-2.1 CBB Notification and Approval >> General Requirement
AU-A.2.5
- Part A >> High Level Standards >> AU Auditors and Accounting Standards >> AU-A Introduction >> AU-A.2 Module History
AU-5.1.9
- Part A >> High Level Standards >> AU Auditors and Accounting Standards >> AU-5 Role of Reporting Accountants >> AU-5.1 Introduction
CM-A.2.5
- Part A >> Business Standards >> CM Credit Risk Management >> CM-A Introduction >> CM-A.2 Key requirements
CM-A.3.2
- Part A >> Business Standards >> CM Credit Risk Management >> CM-A Introduction >> CM-A.3 Module History
CM-5.7.1
- Part A >> Business Standards >> CM Credit Risk Management >> CM-5 The monitoring and control of large exposures of banks licensed by the Central Bank >> CM-5.7 Reporting of exposures
FC-A.2.3
- Part A >> Business Standards >> FC Financial Crime >> FC-A Introduction >> FC-A.2 Module History >> Changes to the Module
FC-4.1.4
- Part A >> Business Standards >> FC Financial Crime >> FC-4 Money Laundering Reporting Officer (MLRO) >> FC-4.1 Appointment of MLRO
BR-A.2.9
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-A Introduction >> BR-A.2 Key requirements >> Regular reporting - Monthly requirements
BR-A.3.3
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-A Introduction >> BR-A.3 Module History
BR-1.1.5
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-1 Regular reporting — Annual requirements >> BR-1.1 Locally incorporated banks >> Annual Reports
Exposures to Connected Counterparties
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-4 Regular reporting — Monthly requirements >> BR-4.3 Locally incorporated banks
BR-4.3.4
- Part A >> Reporting Requirements >> BR CBB Reporting Requirements >> BR-4 Regular reporting — Monthly requirements >> BR-4.3 Locally incorporated banks >> Exposures to Connected Counterparties
PD-1.2.6
- Part A >> Reporting Requirements >> PD Public Disclosure >> PD-1 Annual disclosure requirements >> PD-1.2 Requirements for Annual Audited Financial Statements and Annual Reports >> Submission of Annual Report
Appendix BR 11: Connected Counterparty Exposures
- Part B >> CBB Reporting Forms >> BR: CBB Reporting Requirements
Appendix BR 12: Guidelines for Completion of Exposures to Connected Counterparties
- Part B >> Supplementary Information >> BR: CBB Reporting Requirements
Central Bank of Bahrain Volume 4—Investment Business
[View all updates]
ES-A.1.6
- Part A >> Introduction >> ES Executive Summary >> ES-A Introduction >> ES-A.1 Purpose >> Legal Basis
ES-A.2.3
- Part A >> Introduction >> ES Executive Summary >> ES-A Introduction >> ES-A.2 Module History >> Evolution of Module
ES-1.1.1
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Volume 4 >> ES-1.1 Structure of Volume 4 (Investment Business)
ES-1.1.5
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Volume 4 >> ES-1.1 Structure of Volume 4 (Investment Business)
ES-1.3.6
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Volume 4 >> ES-1.3 Module AU (Authorisation)
ES-1.3.9
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Volume 4 >> ES-1.3 Module AU (Authorisation)
ES-1.8.2
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Volume 4 >> ES-1.8 Module CA (Capital Adequacy)
ES-1.8.3
- Part A >> Introduction >> ES Executive Summary >> ES-1 Structure and Summary of Volume 4 >> ES-1.8 Module CA (Capital Adequacy)
ES-2.4.1A
- Part A >> Introduction >> ES Executive Summary >> ES-2 Implementation and Transition Rules >> ES-2.4 1 January 2008
AU-A.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-A Introduction >> AU-A.2 Module History >> Evolution of Module
AU-1.1.18
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.1 Licensing >> Investment Firm License Categories >> Category 3
AU-1.1.24
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.1 Licensing >> Conventional and Islamic Investment Firms
AU-1.2.2
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.2 Approved Persons >> General Requirement
AU-1.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.2 Approved Persons >> General Requirement
AU-1.2.4
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.2 Approved Persons >> General Requirement
AU-1.2.5
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.2 Approved Persons >> General Requirement
AU-1.2.15
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.2 Approved Persons >> Definitions
AU-1.4.11
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.4 Definition of Regulated Investment Services >> Dealing in Financial Instruments as Principal
AU-1.4.19
- Part A >> High Level Standards >> AU Authorisation >> AU-1 Authorisation Requirements >> AU-1.4 Definition of Regulated Investment Services >> Arranging Deals in Financial Instruments
AU-2.3.2
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.3 Condition 3: Controllers and Close Links
AU-2.3.3
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.3 Condition 3: Controllers and Close Links
AU-2.3.4
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.3 Condition 3: Controllers and Close Links
AU-2.3.5
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.3 Condition 3: Controllers and Close Links
AU-2.3.6
- Part A >> High Level Standards >> AU Authorisation >> AU-2 Licensing Conditions >> AU-2.3 Condition 3: Controllers and Close Links
AU-5.1.5
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.1 Licensing
AU-5.2.1
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.3
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.4
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.5
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.6
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.7
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.8
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.9
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
AU-5.2.10
- Part A >> High Level Standards >> AU Authorisation >> AU-5 Information Requirements and Processes >> AU-5.2 Approved Persons
HC-A.2.2
- Part A >> High Level Standards >> HC High Level Controls >> Chapter HC-A Introduction >> HC-A.2 Module History >> Evolution of the Module
HC-B.1.2
- Part A >> High Level Standards >> HC High Level Controls >> Chapter HC-B Scope of Application >> HC-B.1 License Categories
HC-2.1.3
- Part A >> High Level Standards >> HC High Level Controls >> Chapter HC-2 Other High-level Controls >> HC-2.1 Chief Executive / General Manager
HC-2.1.4
- Part A >> High Level Standards >> HC High Level Controls >> Chapter HC-2 Other High-level Controls >> HC-2.1 Chief Executive / General Manager
HC-2.4.4
- Part A >> High Level Standards >> HC High Level Controls >> Chapter HC-2 Other High-level Controls >> HC-2.4 Compliance
AA-A.2.3
- Part A >> High Level Standards >> AA Auditors and Accounting Standards >> AA-A Introduction >> AA-A.2 Module History >> Evolution of Module
AA-1.5.2
- Part A >> High Level Standards >> AA Auditors and Accounting Standards >> AA-1 Auditor Requirements >> AA-1.5 Licensee/Auditor Restrictions >> Outsourcing to Auditors
AA-1.5.3
- Part A >> High Level Standards >> AA Auditors and Accounting Standards >> AA-1 Auditor Requirements >> AA-1.5 Licensee/Auditor Restrictions >> Outsourcing to Auditors