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Tuesday 01 April 2008

Central Bank of Bahrain Volume 1—Conventional Banks

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HC-A.3.3 - Part A  >> High Level Standards  >> HC High-level Controls  >> HC-A Introduction  >> HC-A.3 Module History  >> Evolution of the Module 
 
HC-1.3.5 - Part A  >> High Level Standards  >> HC High-level Controls  >> HC-1 Corporate Governance  >> HC-1.3 Board Composition and The Role of Committees  >> Independent and Non-Executive Directors 
 
BC-A.2.2 - Part A  >> Business Standards  >> BC Business and Market Conduct  >> BC-A Introduction  >> BC-A.2 Scope of Application and Key requirements 
 
BC-A.3.3 - Part A  >> Business Standards  >> BC Business and Market Conduct  >> BC-A Introduction  >> BC-A.3 Module History 
 
BC-1.1.4 - Part A  >> Business Standards  >> BC Business and Market Conduct  >> BC-1 Promotion of financial products and services  >> BC-1.1 Promotion of financial products and services offered in/from Bahrain by means of incentives etc.  >> General requirements 

Central Bank of Bahrain Volume 4—Investment Business

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Part A -
 
AU-A.2.3 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-A Introduction  >> AU-A.2 Module History  >> Evolution of Module 
 
AU-1.1.18 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-1 Authorisation Requirements  >> AU-1.1 Licensing  >> Investment Firm License Categories  >> Category 3 
 
AU-1.1.18A - Part A  >> High Level Standards  >> AU Authorisation  >> AU-1 Authorisation Requirements  >> AU-1.1 Licensing  >> Investment Firm License Categories  >> Category 3 
 
AU-1.1.18B - Part A  >> High Level Standards  >> AU Authorisation  >> AU-1 Authorisation Requirements  >> AU-1.1 Licensing  >> Investment Firm License Categories  >> Category 3 
 
AU-5.1.12D - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.1 Licensing  >> Licensing Process and Timelines 
 
AU-5.2.2 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.2 Approved Persons 
 
AU-5.2.6 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.2 Approved Persons 
 
AU-5.5.5 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.5 Cancellation of Authorisation  >> Approved Persons 
 
PB-A.2.6 - Part A  >> High Level Standards  >> PB Principles of Business  >> PB-A Introduction  >> PB-A.2 Module History  >> Superseded Requirements 
 
HC-A.2.2 - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-A Introduction  >> HC-A.2 Module History  >> Evolution of the Module 
 
HC-1.2.4 - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-1 The Board  >> HC-1.2 Composition 
 
HC-1.2.7A - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-1 The Board  >> HC-1.2 Composition 
 
HC-1.2.10 - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-1 The Board  >> HC-1.2 Composition 
 
HC-1.2.11 - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-1 The Board  >> HC-1.2 Composition 
 
HC-1.2.12 - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-1 The Board  >> HC-1.2 Composition 
 
HC-1.2.13 - Part A  >> High Level Standards  >> HC High Level Controls  >> Chapter HC-1 The Board  >> HC-1.2 Composition 
 
AA-A.2.3 - Part A  >> High Level Standards  >> AA Auditors and Accounting Standards  >> AA-A Introduction  >> AA-A.2 Module History  >> Evolution of Module 
 
AA-3.1.1 - Part A  >> High Level Standards  >> AA Auditors and Accounting Standards  >> AA-3 Auditor Reports  >> AA-3.1 Review of Quarterly Prudential Returns 
 
GR-A.2.3 - Part A  >> High Level Standards  >> GR General Requirements  >> GR-A Introduction  >> GR-A.2 Module History  >> Evolution of Module 
 
GR-5.3.3 - Part A  >> High Level Standards  >> GR General Requirements  >> GR-5 Controllers  >> GR-5.3 Suitability of Controllers 
 
GR-9.1.1A - Part A  >> High Level Standards  >> GR General Requirements  >> GR-9 Professional Indemnity Coverage  >> GR-9.1 Category 2 Investment Firms and Category 3 Investment Firms 
 
GR-9.1.2 - Part A  >> High Level Standards  >> GR General Requirements  >> GR-9 Professional Indemnity Coverage  >> GR-9.1 Category 2 Investment Firms and Category 3 Investment Firms 
 
BC-A.2.3 - Part A  >> Business Standards  >> BC Business Conduct  >> BC-A Introduction  >> BC-A.2 Module History  >> Evolution of the Module 
 
BC-2.8.14 - Part A  >> Business Standards  >> BC Business Conduct  >> BC-2 The Investment Business Code of Practice  >> BC-2.8 Reporting to Clients  >> Records 
 
BC-2.12.2 - Part A  >> Business Standards  >> BC Business Conduct  >> BC-2 The Investment Business Code of Practice  >> BC-2.12 Appendix 
 
CL-A.1.4 - Part A  >> Business Standards  >> CL Client Assets  >> CL-A Introduction  >> CL-A.1 Purpose  >> Legal Basis 
 
CL-A.2.3 - Part A  >> Business Standards  >> CL Client Assets  >> CL-A Introduction  >> CL-A.2 Module History  >> Evolution of Module 
 
CL-1.1.8 - Part A  >> Business Standards  >> CL Client Assets  >> CL-1 Client Asset Protection  >> CL-1.1 Client Asset Protection Rules  >> Client Money 
 
CL-1.4.1 - Part A  >> Business Standards  >> CL Client Assets  >> CL-1 Client Asset Protection  >> CL-1.4 Record-Keeping 
 
CL-2.6.1 - Part A  >> Business Standards  >> CL Client Assets  >> CL-2 Custody Services  >> CL-2.6 Record-Keeping 
 
RM-A.2.2 - Part A  >> Business Standards  >> RM Risk Management  >> Chapter RM-A Introduction  >> RM-A.2 Module History  >> Evolution of the Module 
 
RM-1.1.11 - Part A  >> Business Standards  >> RM Risk Management  >> Chapter RM-1 General Requirements  >> RM-1.1 Risk Management  >> Risk Management Function 
 
RM-1.1.12 - Part A  >> Business Standards  >> RM Risk Management  >> Chapter RM-1 General Requirements  >> RM-1.1 Risk Management  >> Risk Management Function 
 
RM-7.3.3 - Part A  >> Business Standards  >> RM Risk Management  >> Chapter RM-7 Outsourcing Risk  >> RM-7.3 Intra-group Outsourcing 
 
RM-7.3.4 - Part A  >> Business Standards  >> RM Risk Management  >> Chapter RM-7 Outsourcing Risk  >> RM-7.3 Intra-group Outsourcing 
 
FC-A.2.3 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-A Introduction  >> FC-A.2 Module History  >> Evolution of Module 
 
FC-3.3.7 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-3 Money Laundering Reporting Officer (MLRO)  >> FC-3.3 Compliance Monitoring  >> Annual Compliance Review (commencing 2007 for the year ending 31.12.06) 
 
FC-6.1.1 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-6 Record-Keeping  >> FC-6.1 General Requirements  >> CDD and Transaction Records 
 
Part B -
 
Form 3 Application for Approved Person status - Part B  >> CBB Authorisation Forms 
 
ALF: Annual License Fee - Part B  >> CBB Reporting Forms 
 
April 2008 - Quarterly Updates 

Central Bank of Bahrain Volume 3—Insurance

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Part A -
 
ES-2.4.2 - Part A  >> Introduction  >> ES Executive Summary  >> ES-2 Transition Rules  >> ES-2.4 Module AA — Auditors and Actuaries 
 
AU-A.2.3 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-A Introduction  >> AU-A.2 Module History 
 
AU-5.1.12D - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.1 Licensing  >> Licensing Process and Timelines 
 
AU-5.2.2 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.2 Approved Persons 
 
AU-5.2.6 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.2 Approved Persons 
 
AU-5.5.6 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-5 Information Requirements and Processes  >> AU-5.5 Cancellation of Authorisation  >> Approved Persons 
 
AU-6.3.12 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-6 Licensing and Registration Fees  >> AU-6.3 Annual Fees 
 
AU-6.3.12A - Part A  >> High Level Standards  >> AU Authorisation  >> AU-6 Licensing and Registration Fees  >> AU-6.3 Annual Fees 
 
AU-6.3.13 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-6 Licensing and Registration Fees  >> AU-6.3 Annual Fees 
 
AU-6.3.14 - Part A  >> High Level Standards  >> AU Authorisation  >> AU-6 Licensing and Registration Fees  >> AU-6.3 Annual Fees 
 
GR-A.2.3 - Part A  >> High Level Standards  >> GR General Requirements  >> GR-A Introduction  >> GR-A.2 Module History 
 
GR-10.1.1A - Part A  >> High Level Standards  >> GR General Requirements  >> GR-10 Professional Indemnity Coverage  >> GR-10.1 Insurance Brokers and Insurance Consultants 
 
GR-10.1.2 - Part A  >> High Level Standards  >> GR General Requirements  >> GR-10 Professional Indemnity Coverage  >> GR-10.1 Insurance Brokers and Insurance Consultants 
 
RM-A.2.3 - Part A  >> Business Standards  >> RM Risk Management  >> RM-A Introduction  >> RM-A.2 Module History 
 
RM-6.1.18 - Part A  >> Business Standards  >> RM Risk Management  >> RM-6 Operational Risk  >> RM-6.1 Operational Risk  >> Third Party Insurance 
 
RM-7.5.3 - Part A  >> Business Standards  >> RM Risk Management  >> RM-7 Outsourcing Risk  >> RM-7.5 Intra-group Outsourcing 
 
FC-A.2.3 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-A Introduction  >> FC-A.2 Module History 
 
FC-1.7.2 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-1 Customer Due Diligence  >> FC-1.7 Introduced Business from Professional Intermediaries 
 
FC-2.2.3 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-2 AML / CFT Systems and Controls  >> FC-2.2 On-going Customer Due Diligence and Transaction Monitoring  >> Automated Transaction Monitoring 
 
FC-2.2.6 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-2 AML / CFT Systems and Controls  >> FC-2.2 On-going Customer Due Diligence and Transaction Monitoring  >> Unusual Transactions or Customer Behaviour 
 
FC-3.3.7 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-3 Money Laundering Reporting Officer  >> FC-3.3 Compliance Monitoring  >> Annual Compliance Review 
 
FC-4.2.5 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-4 Suspicious Transaction Reporting  >> FC-4.2 External Reporting 
 
FC-6.1.1 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-6 Record-keeping Arrangements  >> FC-6.1 General Requirements  >> Policyholder/Transaction Records 
 
FC-6.1.2 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-6 Record-keeping Arrangements  >> FC-6.1 General Requirements  >> Compliance Records 
 
FC-6.1.3 - Part A  >> Business Standards  >> FC Financial Crime  >> FC-6 Record-keeping Arrangements  >> FC-6.1 General Requirements  >> Training Records 
 
PD-A.2.3 - Part A  >> Reporting Requirements  >> PD Public Disclosure  >> PD-A Introduction  >> PD-A.2 Module History 
 
Part B -
 
Form 3 Application for Approved Person Status - Part B  >> CBB Authorisation Forms 
 
GIFR Group Insurance Firm Return - Part B  >> CBB Reporting Forms 
 
IMR Insurance Intermediary Return and Manager Return - Part B  >> CBB Reporting Forms 
 
ALF Annual License Fee - Part B  >> CBB Reporting Forms 
 
April 2008 - Quarterly Updates 
Tuesday 04 March 2008

Central Bank of Bahrain Volume 5—Specialised Licensees

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Central Bank of Bahrain Volume 5?Specialised Licensees -
 
Representative Offices -