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Regulatory Insight

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• Overview
• News & Analysis
• Know-How
• e-learning
• Rulebooks
• Tracker

Regulatory Insight

The constantly changing global landscape of laws, rules, principles and regulations makes it very time consuming to gather and assimilate the vast amount of information published each day by regulators, commentators and the media. Once gathered, this information needs to be analyzed for application to the organization, and decisions need to be made to accommodate changes to policy and on how to train the organization to ensure operational compliance.

Failure to do this quickly, effectively and systematically exposes the financial services entity to regulatory, reputational and business risk.

Traditional Approaches

Traditionally, firms and banks have relied on a multitude of "raw" information sources and disconnected generic news services in an attempt to remain on top of continual regulatory change and compliance news. Gathering, filtering, interpreting and implementing these changes across the organization has been a significant challenge that drains precious resource that could be better deployed on other projects.

The Complinet Approach

Complinet helps financial services firms overcome regulatory risk by delivering a connected, proactive, sustainable approach to the compliance process. Complinet has both the in-house compliance experts to operate as a virtual compliance resource, and the smart hosted compliance systems to deliver real and uncompromising compliance.

Regulatory Insight™ allows the practitioner to track and interpret regulatory developments before they affect their firm. The user is immediately informed of the regulatory changes that affect their organization. Relevant change across corporate policies can be applied seamlessly by connecting to Policy Manager™. Educating everyone in the organization about their regulatory obligation and that of the enterprise can then be delivered with highly focused e-learning packages.

Complinet’s connected approach is unique. All our content is connected by taxonomies developed by regulatory experts. Connected compliance allows the user to create a relationship between all external regulatory change and the internal systems in place to control them.

Connected compliance allows:

• Better informed decisions, faster
• Matching views of an organization's risk to external issues, obligations and breaches
• Supporting a consistent and connected approach to the enterprise compliance program
• Driving efficiency by allocating resources to the most significant risk areas
• Protecting the business from risk, non-compliance and reputational damage
• Embedding a compliance culture by educating the business in compliance and regulatory obligations from the bottom up

News & Analysis Stay ahead with up-to-the-minute, global and local regulatory and compliance news, analysis and know-how.

Rulebooks Save time and money with live and connected rulebooks with full versioning and alerts to upcoming change.

Tracker Stay ahead of regulatory change with our enterprise-wide "early-warning" system on upcoming developments.

Policy Manager Ensure corporate adherence to policy by connecting external regulatory changes to internal policies.

Regulatory Training Stay compliant with cost-efficient, interactive e-learning and instructor-led courses with full management and audit information.

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