Summit overview

As we continue to face the repercussions of the subprime fallout, liquidity crisis and market slump, we have seen an additional shift in regulatory focus to strongly address such issues as selling to seniors, market manipulation and naked short sales, as well as the auction rate securities crisis to name a few. As we contemplate an imminent change in government, the regulatory structure, market consolidation, risk management and the fundamentals of pricing and valuation, this year’s customer summit will provide an interactive forum for discussing the role of compliance in today’s market.

Featuring timely insights from industry experts and content-rich panel discussions, the 2nd Annual New York Customer Summit is designed to equip our community with the knowledge required to successfully meet compliance challenges. You will hear direct from industry leaders and senior managers on the latest implications facing you and your firm in today’s ever changing and challenging environment.

Who should attend and why

The summit is an opportunity for our community to share their experiences and perspectives and exchange ideas with leading international experts in the field. Hear directly from the regulators and compliance professionals alike on the latest issues effecting compliance management and discover how you can equip yourself with the knowledge required for the latest day-to-day challenges.

• Senior Management
• Compliance Officers
• Risk Directors and Managers
• Legal
• AML Analysts and Managers
• Internal Audit Managers
• Operational Risk
• Chief Operating Officers
• Regulatory Lawyers

Why:

• Hear about the most current areas of regulatory focus
• Learn how you can implement an early warning system for global regulatory developments
• Understand how you can effectively align your policies to ensure you are fully compliant in today’s regulatory environment
• Network with leading financial figures and exchange ideas on current KYC, supervision and policy management issues
• Take away best practices which you can implement into your compliance program
• Meet Complinet’s product managing directors and provide your comments and feedback about Complinet’s solutions, get your questions answered and learn how to maximize the benefits of your subscriptions