CBB Volume 1: Contents

Central Bank of Bahrain Volume 1—Conventional Banks
Part A
Business Standards
BC Business and Market Conduct
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BC-8.7.3

For the purposes of Rule BC-8.7.2, the conventional bank licenseeG , when providing the regulated investment servicesG , should ask the customerG or potential customerG to provide information regarding his knowledge and experience in the investment field relevant to the specific type of financial instrumentG or service offered or demanded so as to enable the licensee to assess whether the financial instrument or service is appropriate to the customerG . The evaluation of the customer'sG needs, circumstances and investment objectives (including risk appetite) can be done through a structured questionnaire.

Amended: January 2011
Added: April 2008
 Versions
(2 Versions)
 
Apr 1 2008 - Dec 31 2010Jan 1 2011 onwards
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