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LR-1.2.17

With respect to activity (c) (managing Unrestricted Shari'a profit-sharing investment accounts), the threshold refers to the initial amount placed as an investment. With respect to activities (d), (e) and (f) (managing Restricted Shari'a profit sharing investment accounts, and dealing in financial instrumentsG as principal / agent), the threshold refers to the individual transaction size. With respect to activities (g) and (h) (managing / safeguarding financial instrumentsG ), the threshold refers to the initial investment amount. With respect to activity (i), (operating a collective investment schemeG ), the threshold refers to the minimum investment required for participation in the scheme. With respect to activities (j) and (k) (arranging / advising on deals in financial instrumentsG ) the threshold refers to the size of the deal arranged or of the investment on which advice is being given.

Amended: July 2012
October 2007
 Versions
(2 Versions)
 
Apr 1 2008 - Jun 30 2012Jul 1 2012 onwards
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