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ES-1.3.2

All Principles of Business apply to activities carried out by the licensees, including activities carried out through overseas branches. Principles 1 to 8 also apply to approved personsG , in respect of controlled functionsG for which they have been approved. Principles 9 (Adequate Resources) and Principles 10 (Management, Systems and Controls) also take into account any activities of other members of the group of which the licensee is a member.

Amended: January 2007
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(2 Versions)
 
Up to Jun 30 2007Jul 1 2007 onwards
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