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FC-3.3.2

The reports listed under Paragraph FC-3.3.1B (a) and (b) must be made by the MLRO. The sample testing required under Paragraph FC-3.3.1B (c) must be undertaken either by the licensee's internal auditor, its external auditorG or a consultancy firm approved by the CBB. The report required under Paragraph FC-3.3.1B (d) must be made by the licensee's external auditorG or a consultancy firm approved by the CBB.

Amended: January 2019
Amended: October 2011
Amended: January 2007
Amended: October 2007
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