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The Board should appoint senior managementG whose authority must include management and operation of current activities of the insurance consultantsG , insurance managersG , insurance aggregatorsG and captive insurance firmsG , reporting to and under the direction of the Board. The senior managersG should include at a minimum:

(a) A CEO;
(b) A chief financial officer;
(c) A corporate secretary; and
(d) An internal auditor (see AU-1.2)

and should also include such other approved personsG as the Board considers appropriate and as a minimum must include persons occupying controlled functionsG as outlined in Paragraph AU-1.2.2.

Amended: October 2019
January 2011
(2 Versions)
Jan 1 2011 - Sep 30 2019Oct 1 2019 onwards
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