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GR-9.1.10

Once appointed, the licensed principalG must take full responsibility for the actions and conduct of the appointed representativeG , in respect of any matters of compliance with, or breach of, the requirements of the CBB Rulebook that relate to activities of the appointed representativeG acting within the real or implied authority of the licensed principalG . This is without prejudice to any rights of redress the licensed principalG may have at law against the appointed representativeG .

Amended: July 2007
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(2 Versions)
 
Up to Jun 30 2007Jul 1 2007 onwards
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