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GR-9.1.11

The licensed principalG must ensure that the appointed representativeG complies with the provisions of the CBB Rulebook applicable to the activities being undertaken in accordance with the agency, including, but not limited to:

(a) Record-keeping;
(b) Business conduct; and
(c) Financial crime requirements.
Amended: July 2007
 Versions
(2 Versions)
 
Up to Jun 30 2007Jul 1 2007 onwards
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