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FC-1.5.1

Investment firm licenseesG must have appropriate risk management systems to determine whether a customer or beneficial owner is a Politically Exposed Person ('PEP')G , both at the time of establishing business relations and thereafter on a periodic basis. Investment firm licenseesG must utilise publicly available databases and information to establish whether a customer is a PEPG .

Amended: July 2016
Amended: October 2014
January 2007
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