Skip to Content
Whole SectionText only Print Print Manager Link

FC-1.10.5

Investment firm licenseesG wishing to apply simplified due diligence measures as allowed for under categories (c) to (g) of Paragraph FC-1.10.1 must retain documentary evidence supporting their categorisation of the customer.

Amended: July 2010
Amended: January 2007
 Versions
(3 Versions)
 
Back to top