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FC-3.3.2

The reports listed under Paragraph FC-3.3.1B(a) and (b) must be made by the MLRO. The sample testing required under Paragraph FC-3.3.1B(c) must be undertaken either by the licensee'sG internal auditor, its external auditor or a consultancy firm approved by the CBB. The report required under Paragraph FC-3.3.1B(d) must be made by the licensee'sG external auditor or a consultancy firm approved by the CBB.

Amended: January 2019
Amended: October 2011
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