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FC-3.3.5

Investment firm licenseesG must instruct their appointed firm to produce the report referred to in Paragraph FC-3.3.1B(d). The report must be submitted to the CBB by the 30th of April of the following year. The findings of this review must be received and acted upon by the licenseeG .

Amended: January 2019
Amended: January 2012
Amended: January 2007
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