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RM-B.1.2

Category 3 investment firmsG — unless otherwise stated — are exempted from the requirements of this Module with the exeption of Chapters RM-7 and RM-8.

Amended: October 2009
Adopted: July 2007
 Versions
(2 Versions)
 
Jul 1 2007 - Sep 30 2009Oct 1 2009 onwards
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