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RM-8.1.7

For the purposes of RM-8.1.6, the question of whether the risk management processes and internal control mechanisms are adequate, sound and appropriate should be judged in the light of the nature, scale and complexity of the group's business and the level of interaction between the investment firmG and the group.

Adopted: July 2007
 Versions
(1 Version)
 
Jul 1 2007 onwards
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