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Investment firm licenseesG licensed prior to 1 July 2007 must comply with the requirements contained in Modules HC, RM and BR by 1 January 2008. LicenseesG issued a license after 1 July 2007 must comply with these Modules (as well as other content of Volume 4 of the CBB Rulebook), from the date of issue of their license.

Amended: July 2007
(2 Versions)
Up to Jun 30 2007Jul 1 2007 onwards
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