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If the CBB notifies an investment firm licenseeG that a Form submitted under Rule BR-1.1.1 appears to be inaccurate or incomplete, the investment firm licenseeG must promptly look into the matter and within 5 business days of the CBB notification (or as otherwise agreed), correct any inaccuracies or make good any omissions, and submit the amended parts of the Quarterly Prudential Return.

Amended: October 2009
Adopted: July 2007
(2 Versions)
Jul 1 2007 - Sep 30 2009Oct 1 2009 onwards
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