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BR-3.3.2

If an investment firm licenseeG becomes aware, or has information that reasonably suggests that it has or may have provided the CBB with information that was or may have been false, misleading, incomplete or inaccurate, or has or may have changed in a material way, it must notify the CBB immediately. The notification must include:

(a) Details of the information which is or may be false, misleading, incomplete or inaccurate, or has or may have changed;
(b) An explanation why such information was or may have been provided; and
(c) The correct information.
Adopted: July 2007
 Versions
(1 Version)
 
Jul 1 2007 onwards
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