Skip to Content
Whole SectionText only Print Print Manager Link

BR-3.4.4

The CBB considers that an investment firm licenseeG should take reasonable steps to ensure that the following persons act in the manner set out in Paragraph BR-3.4.3:

(a) Its employees; and
(b) Any other members of its group and their employees.
Amended: October 2013
Amended: July 2012
Adopted: July 2007
Back to top