Central Bank of Bahrain - Rulebooks & Regulatory Update

CBB Volume 4: Contents

Central Bank of Bahrain Volume 4—Investment Business

High Level Standards

AU Authorisation

AU-A Introduction

AU-B Scope of Application

AU-1 Authorisation Requirements

AU-2 Licensing Conditions

AU-3 Approved Persons Conditions

AU-4 [This Chapter deleted 07/2007]

AU-5 Information Requirements and Processes

AU-5.1 Licensing

Application Form and Documents

Licensing Process and Timelines

AU-5.1.12B

Granting or Refusal of License

Starting Operations

AU-5.2 Approved Persons

AU-5.3 [This Section deleted 07/2007]

AU-5.4 Amendment of Authorisation

AU-5.5 Cancellation of Authorisation

AU-5.6 Publication of the Decision to Grant, Cancel or Amend a License

AU-6 License Fees

PB Principles of Business

HC High-Level Controls Module

AA Auditors and Accounting Standards

GR General Requirements

Business Standards

Reporting Requirements

Enforcement & Redress

Quarterly Updates

Ad-hoc Communications

Archived Part A

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Location: Central Bank of Bahrain Volume 4—Investment Business > Part A > High Level Standards > AU Authorisation > AU-5 Information Requirements and Processes > AU-5.1 Licensing > Licensing Process and Timelines > AU-5.1.12B

AU-5.1.12B

Therefore, applicants may first submit an unsigned Form 1 in draft, together with as many as possible of the items specified in Rule AU-5.1.5. This draft application should contain at least items AU-5.1.5(a); AU-5.1.5(b), with respect to proposed Directors^G (but not necessarily senior management); AU-5.1.5(c); AU-5.1.5(d); and AU-5.1.5(g) to AU-5.1.5(m) inclusive.

Amended: July 2010
Adopted: July 2007

Versions
(2 Versions)

Jul 1 2007 - Jun 30 2010

Jul 1 2010 onwards

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