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Where the investment firm licensee'sG group or parent reports its own capital adequacy position to its regulatory authority (on a group or 'solo' basis), a copy of this calculation must be provided to the CBB within 30 calendar days from the due date to the other regulatory authority (ref. RM-8.1.12). This requirement is applicable to Category 1 investment firmG and Category 2 investment firmG licensees only.

Amended: July 2012
Adopted: October 2009
(2 Versions)
Oct 1 2009 - Jun 30 2012Jul 1 2012 onwards
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